ES

Eric Q. Stats

BRIGHTON WEALTH MANAGEMENT
COTTONWOOD HEIGHTS, UT 84047
Some features on this profile are disabled
CRD#: 2161085
ES

Professional summary


Eric Quinton Stats is a registered financial advisor currently at BRIGHTON WEALTH MANAGEMENT, INC. located in Cottonwood Heights, Utah.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Eric has worked at 11 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Eric Quinton Stats's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 7, 2020 - Present

BRIGHTON WEALTH MANAGEMENT, INC.

Office #1: 6975 Union Park Ave. #600, Cottonwood Heights, UT 84047
RIA
CRD#: 148457
COTTONWOOD HEIGHTS, UT
Past

May 17, 2022 - December 31, 2024

BLPG INVESTMENTS

RIA
CRD#: 156578
SALT LAKE CITY, UT
Past

May 25, 2016 - August 11, 2021

FORESIGHT WEALTH MANAGEMENT, LLC

RIA
CRD#: 153881
DRAPER, UT
Past

June 29, 2012 - February 19, 2015

STRATEGIS FINANCIAL GROUP, INC

RIA
CRD#: 104861
PROVO, UT
Past

March 3, 2011 - June 1, 2012

BRIGHTON WEALTH MANAGEMENT, INC.

RIA
CRD#: 148457
SALT LAKE CITY, UT
Past

July 10, 2009 - March 1, 2011

YELLOWSTONE PARTNERS

RIA
CRD#: 137236
IDAHO FALLS, ID
Past

May 20, 2008 - December 31, 2009

WIND RIVER ADVISORS, L.L.C.

RIA
CRD#: 135808
IDAHO FALLS, ID
Past

January 28, 2004 - May 26, 2004

DAVIDSON TRUST CO.

RIA
CRD#: 110922
SALT LAKE CITY, UT
Past

August 15, 2003 - May 26, 2004

D.A. DAVIDSON & CO.

BD
CRD#: 199
GREAT FALLS, MT
Past

July 30, 2003 - December 31, 2003

DAVIDSON TRUST CO.

RIA
CRD#: 110922
SALT LAKE CITY, UT
Past

September 26, 2002 - May 1, 2003

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
SALT LAKE CITY, UT
Past

August 3, 2001 - May 1, 2003

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

February 5, 2001 - April 10, 2001

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

July 12, 1991 - September 27, 1994

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(11/18/2021)
IAR
Utah
(10/7/2020)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BW
BRIGHTON WEALTH MANAGEMENT, INC.
BRIGHTON WEALTH MANAGEMENT, INC. | DRAPER CREATIVE CONCEPTS, LLC | DRAPER CREATIVE CONCEPTS INC. | BRIGHTON WEALTH MANAGEMENT, LLC

CRD#: 148457 / SEC#: 801-69628

RIA
Registered Investment Advisory firm - (11/19/2012 Terminated)
Texas
Registered Investment Advisory firm - (11/3/2021 Conditional Restricted)
Utah
Registered Investment Advisory firm - (11/16/2012 Approved)
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Contact information


Main Address
6975 Union Park Ave. #600, Cottonwood Heights, UT 84047
Mailing Address
Phone number
(801) 261-1611
Established
Firm type
Fiscal year end
# of Employees
5

Regulatory assets under management


Total Number of Accounts293
AUM (Assets Under Management)$ 131,876,184

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRIGHTON WEALTH MANAGEMENT, INC.

CRD#: 148457Cottonwood Heights, UT 84047

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