Gregory J. Casals

BLACK SWIFT GROUP

BOULDER, CO 80302

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CRD#: 2160891

Professional summary

Gregory Joel Casals, who also goes by Gregory J Casals, is a registered financial advisor currently at BLACK SWIFT GROUP, LLC located in Boulder, Colorado.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Gregory has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory J Casals

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Joel Casals's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2017 - Present

BLACK SWIFT GROUP, LLC

Office #1: 2595 Canyon Blvd Suite 330, Boulder, CO 80302

RIA

CRD#: 286084

BOULDER, CO

Past

May 15, 2015 - January 18, 2017

FORTIS ASSET MANAGEMENT

RIA

CRD#: 174199

DENVER, CO

Past

March 20, 2003 - December 31, 2004

DEFENSIVE PORTFOLIO MANAGEMENT

RIA

CRD#: 120515

SANTA MONICA, CA

Past

February 26, 2002 - March 8, 2002

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

February 22, 1996 - November 11, 1997

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

September 13, 1991 - February 23, 1996

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACK SWIFT GROUP, LLC

BLACK SWIFT | CBT CAPITAL, LLC | BLACK SWIFT GROUP, LLC

CRD#: 286084 / SEC#: 801-108740

RIA

Registered Investment Advisory firm - (12/21/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/5/2017)

IAR

New York
(12/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/23/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/11/1991

General Securities Representative Examination

Current Firm

BLACK SWIFT GROUP, LLC

BLACK SWIFT | CBT CAPITAL, LLC | BLACK SWIFT GROUP, LLC

CRD#: 286084 / SEC#: 801-108740

RIA

Registered Investment Advisory firm - (12/21/2016 Approved)

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Contact information

Main Address

2595 Canyon Blvd Suite 330, Boulder, CO 80302

Mailing Address

Phone number

(303) 955-4381

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLACK SWIFT BROCHURE 2A 202508 (8/29/2025)

Regulatory assets under management

Total Number of Accounts	371
AUM (Assets Under Management)	$ 558,017,086

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory J. Casals

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Joel Casals's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACK SWIFT GROUP, LLC

FORTIS ASSET MANAGEMENT

DEFENSIVE PORTFOLIO MANAGEMENT

ALPS DISTRIBUTORS, INC.

FIRST UNION CAPITAL MARKETS CORP.

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

BLACK SWIFT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/23/1991

Series 7

Date: 9/11/1991

Current Firm

BLACK SWIFT GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACK SWIFT GROUP, LLC

TRUST BUT VERIFY

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