Christopher H. Wilkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Henry Sutherland Wilkins, who also goes by Christopher H Wilkins, Christopher H S Wilkins, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1993. Christopher had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2018 - July 3, 2020
CITIZENS SECURITIES, INC.
October 31, 2016 - July 3, 2020
CITIZENS SECURITIES, INC.
April 12, 2006 - March 1, 2016
COMMONWEALTH FINANCIAL NETWORK
March 25, 2005 - April 13, 2006
NATIONAL FINANCIAL SERVICES LLC
May 14, 2001 - June 10, 2004
VERAVEST INVESTMENTS, INC.
April 14, 1999 - September 29, 2000
KOBREN INSIGHT BROKERAGE, INC
June 19, 1997 - April 5, 1999
NATIONAL FINANCIAL SERVICES LLC
February 3, 1995 - August 15, 1996
JOSEPHTHAL & CO., INC.
August 13, 1993 - January 9, 1995
ALEX. BROWN & SONS INCORPORATED
Primary Firm SEC Registration
CITIZENS SECURITIES, INC.
CRD#: 39550 / SEC#: 801-61902, 8-48744
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/26/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CITIZENS SECURITIES, INC.
CRD#: 39550 / SEC#: 801-61902, 8-48744
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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