Jason S. Horowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Stuart Horowitz was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1995. Jason had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2008 - September 4, 2018
MUZINICH CAPITAL LLC
January 17, 2003 - July 5, 2005
CREDIT SUISSE SECURITIES (USA) LLC
September 16, 1999 - January 17, 2003
PERSHING LLC
January 20, 1997 - July 11, 1997
CIBC WORLD MARKETS CORP.
May 17, 1995 - January 27, 1997
STUART, COLEMAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUZINICH CAPITAL LLC
CRD#: 146017 / SEC#: , 8-67832
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
