GR
George P. Rohloff
1ST DISCOUNT BROKERAGE
Lake Worth, FL 33467
Some features on this profile are disabled
CRD#: 2160441
GR
Professional summary
George Patrick Rohloff is a registered financial advisor currently at 1ST DISCOUNT BROKERAGE, INC. located in Lake Worth, Florida.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. George has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view George Patrick Rohloff's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George Patrick Rohloff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2012 - Present
1ST DISCOUNT BROKERAGE, INC.
Office #1: 8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467RIA
BD
CRD#: 39164
Lake Worth, FL
Current
July 31, 2007 - Present
1ST DISCOUNT BROKERAGE, INC.
Office #1: 8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467RIA
BD
CRD#: 39164
Lake Worth, FL
Past
January 3, 2008 - June 29, 2012
1ST DISCOUNT BROKERAGE, INC.
RIA
CRD#: 39164
WELLINGTON, FL
Past
July 18, 2006 - March 30, 2007
ECHOTRADE LLC
BD
CRD#: 42239
PHOENIX, AZ
Past
May 4, 2006 - July 11, 2006
G-2 TRADING,LLC
BD
CRD#: 44018
NEW YORK, NY
Past
September 10, 2001 - October 24, 2003
WORLDCO, L.L.C.
BD
CRD#: 24673
NEW YORK, NY
Past
July 5, 1996 - September 26, 2001
CROWN FINANCIAL GROUP, INC.
BD
CRD#: 540
JERSEY CITY, NJ
Past
July 2, 1996 - August 14, 1996
WALL STREET EQUITIES INCORPORATED
BD
CRD#: 18432
NEW YORK, NY
Past
February 18, 1993 - November 18, 1994
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
November 22, 1991 - October 9, 1992
STRATTON OAKMONT INC.
BD
CRD#: 18692
LAKE SUCCESS, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1D
1ST DISCOUNT BROKERAGE, INC.
1DB ASSET MANAGEMENT | 1ST DISCOUNT BROKERAGE, INC.
CRD#: 39164 / SEC#: 801-132978, 8-48557
RIA
Registered Investment Advisory firm - SEC (6/12/2025 Approved)Alabama
Registered Investment Advisory firm - SEC (2/25/2005 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)California
Registered Investment Advisory firm - SEC (7/31/2025 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/11/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/9/2004 Terminated)Iowa
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)New Jersey
Registered Investment Advisory firm - SEC (7/17/2025 Terminated)New York
Registered Investment Advisory firm - SEC (4/7/2005 Cancelled)Pennsylvania
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (7/21/2025 Terminated)Tennessee
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2012)
RR
Alaska(1/2/2021)
RR
Arizona(1/2/2021)
RR
Arkansas(1/4/2012)
RR
California(10/30/2007)
RR
Colorado(1/2/2021)
RR
Connecticut(1/2/2021)
RR
Delaware(1/2/2021)
RR
District of Columbia(1/2/2021)
RR
Florida(8/3/2007)
IAR
Florida(8/30/2012)
RR
Georgia(1/2/2021)
RR
Hawaii(1/2/2021)
RR
Idaho(1/2/2021)
RR
Illinois(1/2/2021)
RR
Indiana(1/2/2021)
RR
Iowa(1/2/2021)
RR
Kansas(1/2/2021)
RR
Kentucky(1/2/2021)
RR
Louisiana(1/2/2021)
RR
Maine(1/2/2021)
RR
Maryland(1/2/2021)
RR
Massachusetts(1/2/2021)
RR
Michigan(1/2/2021)
RR
Minnesota(1/2/2021)
RR
Mississippi(1/2/2021)
RR
Missouri(1/4/2012)
RR
Montana(1/2/2021)
RR
Nebraska(1/2/2021)
RR
Nevada(1/2/2021)
RR
New Hampshire(1/2/2021)
RR
New Jersey(2/3/2021)
RR
New Mexico(1/2/2021)
RR
New York(1/4/2012)
RR
North Carolina(1/2/2021)
RR
North Dakota(1/2/2021)
RR
Ohio(1/2/2021)
RR
Oklahoma(1/2/2021)
RR
Oregon(1/2/2021)
RR
Pennsylvania(1/2/2021)
RR
Rhode Island(1/2/2021)
RR
South Carolina(1/2/2021)
RR
South Dakota(1/2/2021)
RR
Texas(1/2/2021)
RR
Utah(1/2/2021)
RR
Vermont(1/2/2021)
RR
Virginia(1/2/2021)
RR
Washington(1/2/2021)
RR
West Virginia(1/2/2021)
RR
Wisconsin(1/2/2021)
RR
Wyoming(1/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/4/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
1D
1ST DISCOUNT BROKERAGE, INC.
1DB ASSET MANAGEMENT | 1ST DISCOUNT BROKERAGE, INC.
CRD#: 39164 / SEC#: 801-132978, 8-48557
RIA
Registered Investment Advisory firm - SEC (6/12/2025 Approved)Alabama
Registered Investment Advisory firm - SEC (2/25/2005 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)California
Registered Investment Advisory firm - SEC (7/31/2025 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/11/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/9/2004 Terminated)Iowa
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)New Jersey
Registered Investment Advisory firm - SEC (7/17/2025 Terminated)New York
Registered Investment Advisory firm - SEC (4/7/2005 Cancelled)Pennsylvania
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (7/21/2025 Terminated)Tennessee
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467
Mailing Address
8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467
Phone number
(561) 515-3200
Established
Florida since 07/14/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (10 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 346 |
| AUM (Assets Under Management) | $ 108,117,119 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
