KF
Kenneth M. Fusco
FUSCO FINANCIAL SERVICES
WILTON MANORS, FL 33305
Some features on this profile are disabled
CRD#: 216040
KF
Professional summary
Kenneth Michael Fusco is a registered financial advisor currently at FUSCO FINANCIAL SERVICES INC located in Wilton Manors, Florida.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Kenneth has worked at 8 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**FUSCO FINANCIAL SERVICES POSITION: IAR NATURE: FUSCO FINANCIAL SERVICES - Investment Advisory - INVESTMENT ADVISOR REPRESENTATIVE - Investment Related - Start Date: 12/2005 - Located at 2402 NE 8TH AVE., WILTON MANORS, FL 33305 INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2005 ADDRESS: 2402 NE 8th Ave, Wilton Manors FL 33305-1214 DESCRIPTION: IAR **GOLDEN CORRAL POSITION: Landloard NATURE: GOLDEN CORRAL-REAL ESTATE RENTAL - 1% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2013 ADDRESS: 4357 South Danville Dr, Abilene TX 79605 DESCRIPTION: Rental Real Estate
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Michael Fusco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 1997 - Present
FUSCO FINANCIAL SERVICES INC
Office #1: 2402 Ne 8th Ave., Wilton Manors, FL 33305RIA
CRD#: 106841
WILTON MANORS, FL
Past
January 12, 1999 - November 2, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WILTON MANORS, FL
Past
March 31, 1989 - January 11, 1999
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
October 3, 1986 - November 7, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Past
September 14, 1983 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
BD
CRD#: 7291
Past
June 28, 1982 - July 27, 1983
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
Past
March 10, 1978 - October 14, 1986
HOME LIFE INSURANCE COMPANY
BD
CRD#: 4184
Past
July 3, 1972 - October 28, 1977
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FUSCO FINANCIAL SERVICES INC
FUSCO FINANCIAL SERVICES INC
CRD#: 106841 / SEC#: 801-120373
RIA
Registered Investment Advisory firm - (2/25/2021 Approved)Colorado
Registered Investment Advisory firm - (3/19/2021 Terminated)Florida
Registered Investment Advisory firm - (3/1/2021 Terminated)Texas
Registered Investment Advisory firm - (3/1/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(9/14/2001)
IAR
Florida(10/29/1997)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/26/1972
Registered Representative ExaminationCurrent Firm
FF
FUSCO FINANCIAL SERVICES INC
FUSCO FINANCIAL SERVICES INC
CRD#: 106841 / SEC#: 801-120373
RIA
Registered Investment Advisory firm - (2/25/2021 Approved)Colorado
Registered Investment Advisory firm - (3/19/2021 Terminated)Florida
Registered Investment Advisory firm - (3/1/2021 Terminated)Texas
Registered Investment Advisory firm - (3/1/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2402 Ne 8th Ave., Wilton Manors, FL 33305
Mailing Address
Phone number
(954) 524-0900
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 228 |
| AUM (Assets Under Management) | $ 143,430,737 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FUSCO FINANCIAL SERVICES INC
CRD#: 106841Wilton Manors, FL 33305TRUST BUT VERIFY
Monitor Kenneth Fusco
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
