Leo P. Chenette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leo Philias Chenette was a registered financial professional .
Leo is a previously registered financial professional and started their career in finance in 1991. Leo had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2021 - April 15, 2022
PICKWICK CAPITAL PARTNERS, LLC
July 2, 2007 - June 25, 2020
BLACKROCK INVESTMENT MANAGEMENT, LLC
June 5, 2007 - June 25, 2020
BLACKROCK INVESTMENTS, LLC
April 10, 2002 - March 3, 2003
CREDIT SUISSE SECURITIES (USA) LLC
January 1, 2001 - April 10, 2002
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
January 31, 2000 - January 1, 2001
PERSHING LLC
September 23, 1998 - February 18, 2000
CIBC WORLD MARKETS CORP.
April 16, 1996 - September 29, 1998
PERSHING LLC
September 5, 1991 - May 2, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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