Peter J. Mcgough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter James Mcgough, who also goes by Peter Jr Mcgough, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1991. Peter had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2021 - October 20, 2023
BRADLEY WOODS & CO. LTD.
February 22, 2016 - October 15, 2021
KENMAR SECURITIES, LLC
May 23, 2011 - September 10, 2015
CREDIT SUISSE SECURITIES (USA) LLC
November 9, 2010 - April 26, 2011
AURIGA USA, LLC
October 1, 2008 - October 6, 2010
J.P. MORGAN SECURITIES LLC
March 21, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
January 25, 2000 - March 22, 2006
CREDIT SUISSE SECURITIES (USA) LLC
July 1, 1998 - February 10, 2000
COWEN AND COMPANY
October 15, 1997 - July 1, 1998
FINANCIAL SQUARE PARTNERS
May 3, 1996 - October 17, 1996
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
July 22, 1993 - April 19, 1996
TUCKER ANTHONY INCORPORATED
September 2, 1992 - December 31, 1993
OSCAR GRUSS & SON INCORPORATED
August 23, 1991 - August 10, 1992
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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