Vito R. Lomonaco
Professional summary
Vito Robert Lomonaco was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vito is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Vito had worked at 6 firms, which includes AMERICAN INVESTMENT SERVICES INC., LLOYD WADE SECURITIES INC., CASTLE SECURITIES CORP., L.B. SAKS INC., GKN SECURITIES CORP., A.S. GOLDMEN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 1999 - September 7, 1999
AMERICAN INVESTMENT SERVICES, INC.
August 12, 1997 - March 2, 1999
LLOYD WADE SECURITIES INC.
May 8, 1997 - August 21, 1997
CASTLE SECURITIES CORP.
April 22, 1996 - June 6, 1997
L.B. SAKS, INC.
July 27, 1994 - March 12, 1996
L.B. SAKS, INC.
September 3, 1992 - August 18, 1994
GKN SECURITIES CORP.
September 26, 1991 - September 11, 1992
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 9/24/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
AMERICAN INVESTMENT SERVICES, INC.
CRD#: 21111 / SEC#: , 8-38685
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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