William E. Ford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Earl Ford III, who also goes by Bill Ford III, William Earl Ford, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 2 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2010 - December 31, 2024
TRINITY PORTFOLIO ADVISORS, LLC
August 20, 1991 - May 26, 2010
MML INVESTORS SERVICES, LLC
August 19, 1991 - May 26, 2010
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
TRINITY PORTFOLIO ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRINITY PORTFOLIO ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,268 |
| AUM (Assets Under Management) | $ 488,219,840 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2025 | ||
| 09/13/2024 | ||
| 10/27/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
