LY
Lance R. Yurich
RESEARCH FINANCIAL STRATEGIES
Chippewa, OH
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CRD#: 2159848
LY
Professional summary
Lance Robert Yurich is a registered financial advisor currently at RESEARCH FINANCIAL STRATEGIES located in Chippewa, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Chippewa Lake, Ohio.
Lance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Lance has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) IMA ENTERPRISES/ALLOY FABRICATORS/AKY & CO; NOT INVESTMENT RELATED; AT REGISTERED LOCATION; METAL FABRICATING SHOP; PRESIDENT PIVATE FAMILY FIRM, OWNS .0012%; START DATE 9/2002; DUTIES REVIEW AND SIGN INCOME TAX RETURNS REVIEW MAJOR PURCHASES FOR FABRICATING SHOP; 4HR/MONTH; 2 HR/MONTH DURING TRADING HOURS 2) YURICH FINANCIAL GROUP; NOT INVESTMENT RELATED; AT REGISTERED LOCATION 0; OWNER; START DATE 10/2012; SEASONAL HRS/WEEK; FINANCIAL SERVICES,TAX PREPARATION, TRUST SERVICES 3) REUTEMANN FINANCIAL SOLUTIONS, INC. DBA RESEARCH FINANCIAL STRATEGIES; INVESTMENT RELATED; AT REGISTERED LOCATION; RIA; IAR; START DATE 10/2012; 180-200 HRS/MONTH, ALL DURING SECURITIES HRS; PROVIDE ADVICE ON CLIENT ACCOUNTS. 4) LANCE YURICH. INVESTMENT RELATED. 7862 LAKE ROAD, CHIPPEWA LAKE, OH 44215. SUCESSOR TRUSTEE/ESTATE ADMIN. SUCESSOR TRUSTEE. 2003. 2 HRS/ MO. ADMINISTRATION OF HIRSH TRUST. 5) LANCE YURICH. INVESTMENT RELATED. 7862 LAKE ROAD, CHIPPEWA LAKE, OH 44215. SUCESSOR TRUSTEE/ESTATE ADMIN. SUCESSOR TRUSTEE. 2003. 2 HRS/ MO. ADMINISTRATION OF STRAIGHT FAMILY TRUST. 6) LANCE YURICH. INVESTMENT RELATED. 7862 LAKE ROAD, CHIPPEWA LAKE, OH 44215. SUCESSOR TRUSTEE/ESTATE ADMIN. 08/2013. 4-5 HRS/MO.ADMINISTRATION OF A TRUST DUE TO THE DEATH OF THE GRANTOR. HOPEFULLY, HAVE THE ESTATE ADMINISTERED WITHIN 5 MONTHS AND BE DONE. 7) The Paulette R. Hajba Rev Trust-Not investment related-Huntington Bank Investments-IRA Account to liquidate-Trustee-8/23/2019-10 hrs/mth-0 during trading hrs-Liquidating trust assets for distribution to the beneficiaries of the trust.
CRS (Client Relationship Summary) - RIA
Click below to view Lance Robert Yurich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2012 - Present
RESEARCH FINANCIAL STRATEGIES
RIA
CRD#: 153247
Chippewa, OH
Current
October 2, 2012 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 79 Lakefield Lane Box 34, Chippewa Lake, OH 44215BD
CRD#: 35747
Chippewa Lake, OH
Past
July 29, 2011 - October 1, 2012
ARTEMIS WEALTH ADVISORS LLC
RIA
CRD#: 154714
CLEVELAND, OH
Past
October 14, 1991 - October 1, 2012
FINANCIAL AMERICA SECURITIES, INC.
BD
CRD#: 5100
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RESEARCH FINANCIAL STRATEGIES
APPLIED FINANCIAL WISDOM | WINSTON PAUL CAPITAL MANAGEMENT | WEALTH PLANNING CONCEPTS, LLC | TRUE PRIVATE WEALTH MANAGEMENT | THE LEGACY FOUNDATION, LLC | THE CAPITAL GROUP OF VIRGINIA | REUTEMANN FINANCIAL SOLUTIONS, INC. | RETIREMENT INVESTMENT STRATEGIES, LLC | RETIREMENT INVESTMENT STRATEGIES | RESEARCH FINANCIAL STRATEGIES | PEACE OF MIND WEALTH MANAGEMENT | P.A. FINANCIAL SERVICES CORPORATION | LANDIS FINANCIAL SERVICES | KEYARX CAPITAL ADVISORS | KEYARK CAPITAL ADVISORS | JC FINANCIAL | GOAR FINANCIAL SERVICES | FINANCIAL SECURITY GROUP
CRD#: 153247 / SEC#: 801-71400
RIA
Registered Investment Advisory firm - (5/3/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/2/2012)
RR
Montana(10/2/2013)
RR
Ohio(10/2/2012)
IAR
Ohio(10/23/2012)
RR
Pennsylvania(10/2/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
RESEARCH FINANCIAL STRATEGIES
APPLIED FINANCIAL WISDOM | WINSTON PAUL CAPITAL MANAGEMENT | WEALTH PLANNING CONCEPTS, LLC | TRUE PRIVATE WEALTH MANAGEMENT | THE LEGACY FOUNDATION, LLC | THE CAPITAL GROUP OF VIRGINIA | REUTEMANN FINANCIAL SOLUTIONS, INC. | RETIREMENT INVESTMENT STRATEGIES, LLC | RETIREMENT INVESTMENT STRATEGIES | RESEARCH FINANCIAL STRATEGIES | PEACE OF MIND WEALTH MANAGEMENT | P.A. FINANCIAL SERVICES CORPORATION | LANDIS FINANCIAL SERVICES | KEYARX CAPITAL ADVISORS | KEYARK CAPITAL ADVISORS | JC FINANCIAL | GOAR FINANCIAL SERVICES | FINANCIAL SECURITY GROUP
CRD#: 153247 / SEC#: 801-71400
RIA
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Contact information
Main Address
2273 Research Blvd Suite 101, Rockville, MD 20850-3264
Mailing Address
Phone number
(301) 294-7500
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,365 |
| AUM (Assets Under Management) | $ 254,445,293 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
