Curtis J. Rastetter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis James Rastetter, who also goes by C J Rastetter, Curt Rastetter, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1991. Curtis had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - June 19, 2017
FIRST COMMAND ADVISORY SERVICES
September 2, 2005 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
April 12, 2004 - September 2, 2005
FIRST COMMAND BANK
October 3, 2000 - April 12, 2004
FIRST COMMAND BROKERAGE SERVICES, INC.
September 23, 1991 - June 19, 2017
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
