Gregory C. Henry

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CRD#: 2159578

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Carl Henry was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1992. Gregory had worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 17, 2017 - December 17, 2021

TS IMAGINE BROKERAGE SERVICES, LLC

CRD#: 146283

New York, NY

Past

October 8, 2015 - March 6, 2017

CLSA AMERICAS, LLC

CRD#: 165533

NEW YORK, NY

Past

July 25, 2012 - October 9, 2015

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

March 16, 2011 - March 15, 2012

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

March 22, 2007 - September 19, 2007

MILETUS TRADING, LLC

CRD#: 127732

NEW YORK, NY

Past

July 26, 2004 - March 17, 2011

LIQUIDNET, INC.

CRD#: 103987

NEW YORK, NY

Past

April 1, 2004 - July 27, 2004

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

October 18, 2001 - March 1, 2004

VIRTU ITG LLC

CRD#: 29299

NEW YORK, NY

Past

August 1, 2000 - August 9, 2001

INSTINET, LLC

CRD#: 42886

NEW YORK, NY

Past

September 14, 1996 - August 1, 2000

REUTERS C CORPORATION

CRD#: 14408

NEW YORK, NY

Past

June 1, 1992 - January 20, 1995

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/8/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/24/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 11/21/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/18/1992

General Securities Representative Examination

Current Firm

TS IMAGINE BROKERAGE SERVICES, LLC

TRADINGSCREEN BROKERAGE SERVICES LLC | TS IMAGINE BROKERAGE SERVICES, LLC

CRD#: 146283 / SEC#: , 8-67807

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

125 West 25th Street 8th Floor, New York, NY 10001

Mailing Address

125 West 25th Street 8th Floor, New York, NY 10001

Phone number

(212) 359-4100

Established

Delaware since 12/14/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TELOS INTERMEDIATE INC.	DIRECT OWNER/SOLE MEMBER
EBERT, PAUL FRANCIS	FINANCIAL AND OPERATIONS OFFICER PRINCIPAL	1121231
EVANS, TREVER MICHAEL	CEO/CCO	7758070
PEACHWAY, KATHERINE A	CFO	4996512

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory C. Henry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLSA AMERICAS, LLC

SG AMERICAS SECURITIES, LLC

UBS SECURITIES LLC

MILETUS TRADING, LLC

LIQUIDNET, INC.

NATIONAL FINANCIAL SERVICES LLC

VIRTU ITG LLC

INSTINET, LLC

REUTERS C CORPORATION

SANFORD C. BERNSTEIN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/8/1991

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 3/24/2015

Series 55

Date: 11/21/2001

Series 7

Date: 5/18/1992

Current Firm

TS IMAGINE BROKERAGE SERVICES, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TS IMAGINE BROKERAGE SERVICES, LLC

TRUST BUT VERIFY

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