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Kenneth D. Ouellette

ORCA WEALTH MANAGEMENT
KITTY HAWK, NC 27949
Some features on this profile are disabled
CRD#: 2159537
KO

Professional summary

Kenneth Donald Ouellette, who also goes by Kenneth Donald Quellette, is a registered financial advisor currently at ORCA WEALTH MANAGEMENT, LLC located in Kitty Hawk, North Carolina.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Kenneth has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kenneth Donald Quellette

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Donald Ouellette's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2021 - Present

ORCA WEALTH MANAGEMENT, LLC

Office #1: 4601 North Croatan Hwy, Kitty Hawk, NC 27949
RIA
CRD#: 310053
KITTY HAWK, NC
Past

October 19, 2020 - December 31, 2020

ORCA WEALTH MANAGEMENT, LLC

RIA
CRD#: 310053
TRINITY, FL
Past

July 26, 2010 - October 23, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
TRINITY, FL
Past

July 15, 2010 - October 23, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
TRINITY, FL
Past

June 1, 2009 - July 22, 2010

MORGAN STANLEY

RIA
CRD#: 149777
PORT RICHEY, FL
Past

June 1, 2009 - July 22, 2010

MORGAN STANLEY

BD
CRD#: 149777
PORT RICHEY, FL
Past

May 6, 2004 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
PORT RICHEY, FL
Past

April 12, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
PORT RICHEY, FL
Past

July 28, 1993 - April 18, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

February 20, 1992 - March 31, 1992

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
ORCA WEALTH MANAGEMENT, LLC
ORCA WEALTH MANAGEMENT, LLC

CRD#: 310053 / SEC#: 801-119307

RIA
Registered Investment Advisory firm - (8/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/29/2021)
IAR
North Carolina
(7/30/2021)
IAR
Texas
(11/3/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/5/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/25/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/28/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 4/16/2010
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/4/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/28/2024
General Securities Principal Examination

Current Firm

OW
ORCA WEALTH MANAGEMENT, LLC
ORCA WEALTH MANAGEMENT, LLC

CRD#: 310053 / SEC#: 801-119307

RIA
Registered Investment Advisory firm - (8/20/2020 Approved)
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Contact information

Main Address
7701 Little Rd Ste 211, New Port Richey, FL 34654
Mailing Address
Phone number
(727) 938-1600
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ORCA WEALTH MANAGEMENT FORM ADV WRAP FEE PROGRAM BROCHURE (3/6/2025)
ORCA WEALTH MANAGEMENT FORM ADV PART 2A BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts428
AUM (Assets Under Management)$ 193,815,884

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ORCA WEALTH MANAGEMENT, LLC

CRD#: 310053Kitty Hawk, NC 27949

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