Harry M. Barnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Marvin Barnes JR was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1991. Harry had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1995 - May 11, 2001
INVESTORS CAPITAL CORP.
January 11, 1995 - November 9, 1995
SUNPOINT SECURITIES, INC.
October 29, 1992 - November 10, 1994
CAPITAL INVESTMENT GROUP, INC.
September 30, 1991 - October 6, 1992
BROOKSTREET SECURITIES CORPORATION
July 25, 1991 - August 12, 1991
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
