EW
Edward L. Wetherell
CAPITOL SECURITIES MANAGEMENT
Leesburg, VA 20176
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CRD#: 2159349
EW
Professional summary
Edward Lee Wetherell is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Leesburg, Virginia.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Edward has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Doing Business As: VIRGINIA MANAGED INVESTMENTS, INC. Investment-related: Yes Address: 28 W MARKET ST LEESBURG, VA 20176 2) Name of Business: GLOBAL POLISHING SYSTEMS, LLC Investment-related: NO Address: 2 Wirt St NW, Leesburg, VA 20176 Nature of the other business: provide advice to managing partner OBA manufactures Position, title, or relationship with the other business: limited partner Start date: 8/2010 ongoing Approx# of hours/month you devote to the other business: 12-20 Approx# of hours/month you devote to the other business during securities trading hours: less than 4 Describe your duties relating to the other business: provide business advice to managing partner 3) Name of Business: Investment Properties Investment-related: Yes Address: 301 LAKE VIEW WAY NW LEESBURG, VA 20176 Nature of the other business: Owns several investment properties - 5 condos, 4 multi-family properties representing 26 individual units and a 50% interest in one commercial office townhouse Position, title, or relationship with the other business: owner/investor Start date: 09/01/2001 Approx# of hours/month you devote to the other business: 10 Approx# of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: financially responsible for all properties in the same way that I am for my own personal residence 4) Name of Business: 28 West Market Street LLC Investment-related: yes Address: 28 West Market Street Leesburg, VA 20175 Nature of the other business: ownership of commercial office townhouse Position, title, or relationship with the other business: owner/investor Start date: 09/01/2001 Approx # of hours/month you devote to the other business: 10 Approx #of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: owner and financially responsible 5)"Name of Business: Estate of Dr. Carol Vervain Evans Investment-related: n/a Address: 28 West Market Street Leesburg, VA 20175 Nature of the other business:Estate Position, title, or relationship with the other business: Executor Start date: 5.30.24 Approx # of hours/month you devote to the other business: 40 Approx #of hours/month you devote to the other business during securities trading hours: 8-10 Describe your duties relating to the other business: settling the estate of the decendent, paying all bills, distributing all assets, filing tax returns and reports to court and state of PA
CRS (Client Relationship Summary) - RIA
Click below to view Edward Lee Wetherell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edward Lee Wetherell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 1996 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 28 W Market Street, Leesburg, VA 20176RIA
BD
CRD#: 14169
Leesburg, VA
Current
May 7, 1992 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 28 W Market Street, Leesburg, VA 20176RIA
BD
CRD#: 14169
Leesburg, VA
Past
August 12, 1991 - May 11, 1992
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/5/2024)
RR
California(1/29/2001)
RR
Colorado(11/14/2023)
RR
Connecticut(8/19/2025)
RR
Delaware(8/29/2016)
RR
District of Columbia(10/18/2000)
RR
Florida(8/31/2001)
RR
Georgia(1/3/2002)
RR
Illinois(2/5/2025)
RR
Maryland(7/29/1994)
RR
Massachusetts(10/16/2023)
RR
Michigan(1/11/2016)
RR
New York(8/3/2000)
RR
North Carolina(1/3/2007)
RR
Ohio(9/10/2021)
RR
Oregon(1/5/2024)
RR
Pennsylvania(6/26/2003)
RR
South Carolina(6/1/2000)
RR
Vermont(6/11/2025)
RR
Virginia(5/12/1992)
IAR
Virginia(5/31/1996)
RR
Washington(1/27/2016)
RR
West Virginia(8/4/2000)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
