Alex Korik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Korik was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1992. Alex had worked at 18 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 1999 - January 28, 2000
BERNARD, LEE & EDWARDS SECURITIES, INC
December 16, 1998 - July 9, 1999
LCP CAPITAL CORP.
June 29, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
February 26, 1998 - July 8, 1998
RUSSO SECURITIES INC.
July 17, 1997 - July 29, 1997
ROAN CAPITAL PARTNERS L.P.
June 19, 1997 - September 16, 1997
FIRST METROPOLITAN SECURITIES, INC.
March 20, 1997 - June 5, 1997
HAMPSHIRE SECURITIES CORPORATION
March 12, 1997 - March 19, 1997
ARGENT SECURITIES, INC.
March 3, 1995 - March 29, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
September 22, 1994 - October 4, 1994
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED
May 25, 1994 - November 15, 1994
WILLIAM SCOTT & CO. L.L.C.
April 12, 1994 - May 23, 1994
LAIDLAW GLOBAL SECURITIES, INC.
February 14, 1994 - April 14, 1994
GAINEY FINANCIAL SERVICES, INC.
August 16, 1993 - April 11, 1994
M. RIMSON & CO., INC.
April 21, 1993 - August 16, 1993
BARINGTON CAPITAL GROUP, L.P.
November 11, 1992 - April 30, 1993
HANOVER, STERLING & COMPANY LTD.
August 26, 1992 - November 17, 1992
REICH & CO., INC.
May 6, 1992 - August 26, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERNARD, LEE & EDWARDS SECURITIES, INC
CRD#: 24050 / SEC#: , 8-40882
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
