Robert Byrne
Professional summary
Robert Byrne, who also goes by Robert Martin Byrne, Bob Byrne, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Byrne's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2024 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917June 12, 2019 - May 28, 2024
SANTANDER SECURITIES LLC
June 5, 2019 - May 28, 2024
SANTANDER SECURITIES LLC
June 27, 2017 - June 3, 2019
CITIZENS SECURITIES, INC.
March 18, 2014 - June 3, 2019
CITIZENS SECURITIES, INC.
January 2, 2013 - February 4, 2014
SANTANDER SECURITIES LLC
March 27, 2007 - January 3, 2013
CITIZENS SECURITIES, INC.
September 10, 2004 - February 28, 2007
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
February 12, 2003 - August 13, 2004
SIGNATOR INVESTORS, INC.
January 8, 2000 - January 24, 2003
NATIONAL FINANCIAL SERVICES LLC
February 26, 1992 - January 8, 2000
FIDELITY BROKERAGE SERVICES LLC
July 15, 1991 - February 11, 1992
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2024)
(6/13/2024)
(6/13/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 11/2/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Smithfield, RI 02917TRUST BUT VERIFY
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