Kurt Schlesinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt Schlesinger, who also goes by Kurt Frederick Vonschlesinger, Kurt Frederick Vonschleusingen, Kurt Frederick Vonschleusinger, was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 1991. Kurt had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2009 - December 31, 2024
IC ADVISORY SERVICES, INC.
March 6, 2009 - December 31, 2024
THE INVESTMENT CENTER, INC.
December 8, 2003 - April 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 11, 1999 - February 11, 2004
UBS FINANCIAL SERVICES INC.
July 12, 1991 - May 17, 1999
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
