Daniel J. Woods
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Jay Woods, who also goes by Daniel Jay Woods Sr, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1992. Daniel had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2022 - September 10, 2024
INTREPID CAPITAL MANAGEMENT INC
April 2, 2012 - July 18, 2022
WELLS FARGO CLEARING SERVICES, LLC
March 30, 2012 - July 18, 2022
WELLS FARGO CLEARING SERVICES, LLC
October 23, 2009 - April 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - April 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2001 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 7, 2001 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 1, 2000 - March 8, 2001
WELLS FARGO CLEARING SERVICES, LLC
April 5, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
May 7, 1999 - March 15, 2000
CUNA BROKERAGE SERVICES, INC.
August 30, 1997 - December 9, 1998
BA INVESTMENT SERVICES, INC.
May 5, 1994 - September 4, 1997
BARNETT INVESTMENTS, INC.
April 29, 1993 - May 24, 1994
IDS LIFE INSURANCE COMPANY
April 29, 1993 - May 24, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
February 21, 1992 - May 29, 1992
U.S.-WORLDWIDE FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
INTREPID CAPITAL MANAGEMENT INC
CRD#: 108516 / SEC#: 801-47894
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTREPID CAPITAL MANAGEMENT INC
CRD#: 108516 / SEC#: 801-47894
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 703 |
| AUM (Assets Under Management) | $ 1,188,392,769 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
