Richard F. Bindas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Frank Bindas was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1965. Richard had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2015 - April 28, 2025
DINOSAUR FINANCIAL GROUP, L.L.C
March 10, 1999 - December 9, 2014
SEIDEL & CO., LLC
August 30, 1984 - October 31, 1988
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
November 2, 1982 - June 15, 1984
RUSSELL & CO
April 25, 1978 - February 9, 1983
PURCELL GRAHAM INCORPORATED
March 15, 1977 - March 17, 1978
STERN, LAUER & CO.
April 27, 1965 - May 9, 1977
WHITE, WELD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/9/2008
Limited Representative-Equity Trader ExamSeries 1
Date: 4/26/1965
Registered Representative ExaminationSeries 40
Date: 9/28/1972
Registered Principal ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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