Glenn S. Mccrae
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Scot Mccrae was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1991. Glenn had worked at 3 firms and has passed the Series 63, Series 55, Series 7, Series 3, Series 4, Series 27, Series 24, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2010 - April 3, 2012
N4 FINANCIAL, INC.
March 8, 2005 - October 4, 2011
U.S. SELECT SECURITIES LLC
September 25, 1991 - January 25, 2000
PREFERREDTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/17/2010
Limited Representative-Equity Trader ExamSeries 8
Date: 11/28/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
N4 FINANCIAL, INC.
CRD#: 134581 / SEC#: , 8-66849
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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