Todd L. Engle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Lawrence Engle was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2002. Todd had worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 50, Series 7, Series 52, Series 14, Series 54, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2007 - January 20, 2023
KUEHL CAPITAL CORPORATION
January 29, 2002 - July 2, 2007
FIRST NATIONAL CAPITAL MARKETS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
KUEHL CAPITAL CORPORATION
CRD#: 37789 / SEC#: , 8-47912
Contact information
Documents
Red Flags
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