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JM

John W. Mccourt

Some features on this profile are disabled
CRD#: 2158799
JM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John W Mccourt, who also goes by Jack Mccourt, John William Mccourt, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1995. John had worked at 13 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jack Mccourt | John William Mccourt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 13, 2024 - October 31, 2024

PINNACLE CAPITAL SECURITIES, LLC

BD
CRD#: 106213
LONG BEACH, CA
Past

August 13, 2021 - August 30, 2022

PINNACLE CAPITAL SECURITIES, LLC

BD
CRD#: 106213
LONG BEACH, CA
Past

May 7, 2018 - October 4, 2019

BTIG, LLC

BD
CRD#: 122225
LOS ANGELES, CA
Past

September 6, 2016 - February 23, 2018

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

February 5, 2015 - April 5, 2016

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
Westfield Center, OH
Past

September 8, 2010 - March 5, 2013

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
LOS ANGELES, CA
Past

September 14, 2007 - September 9, 2010

JEFFERIES HIGH YIELD TRADING, LLC

BD
CRD#: 47363
LOS ANGELES, CA
Past

July 9, 2007 - September 9, 2010

JEFFERIES LLC

BD
CRD#: 2347
LOS ANGELES, CA
Past

July 17, 2006 - June 15, 2007

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

December 1, 2005 - August 2, 2006

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
SAN MATEO, CA
Past

September 30, 2003 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

August 20, 2001 - September 30, 2003

HOWARD WEIL INCORPORATED

BD
CRD#: 30958
NEW ORLEANS, LA
Past

May 21, 1998 - April 19, 2001

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

June 26, 1997 - May 15, 1998

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

June 26, 1995 - May 22, 1997

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/31/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/31/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/13/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/10/1995
General Securities Representative Examination

Current Firm

PC
PINNACLE CAPITAL SECURITIES, LLC
PINNACLE CAPITAL GROUP | PINNACLE EQUITY MANAGEMENT, LLC | PINNACLE EQUITY MANAGEMENT, INC. | PINNACLE EQUITY MANAGEMENT INC | PINNACLE CAPITAL SECURITIES, LLC

CRD#: 106213 / SEC#: 801-40956, 8-65263

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
4105 E Broadway Suite 102, Long Beach, CA 90803
Mailing Address
4105 E Broadway Suite 102, Long Beach, CA 90803
Phone number
(310) 684-2699
Established
Missouri since 02/17/2016
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
PINNACLE CAPITAL HOLDING, LLCSHAREHOLDER
CARTER, ANA RCFO & FINOP4424794
DAVIS, WILLIAM EUGENE IIICEO & CCO3188964
PARKER, JOEL MICHAELCHIEF OPERATING OFFICER6190668
SMITH, ROBERT THOMASREGISTERED PRINCIPAL4490153
VICINI, DAVID MICHAELCHIEF INVESTMENT OFFICER6429200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINNACLE CAPITAL SECURITIES, LLC

CRD#: 106213

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