Daniel P. Barker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Patrick Barker, who also goes by Daniel Patricl Barker, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1992. Daniel had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2013 - October 27, 2014
BLAYLOCK VAN, LLC
February 10, 2004 - October 31, 2005
M.L. STERN & CO., LLC.
November 14, 2003 - October 31, 2005
M.L. STERN & CO., LLC.
March 28, 2002 - November 12, 2003
BROOKSTREET SECURITIES CORPORATION
November 8, 2001 - March 25, 2002
STINSON SECURITIES, LLC
July 5, 2001 - June 4, 2002
WESTERN MUNICIPAL SECURITIES CORPORATION
July 17, 2000 - June 22, 2001
REDWOOD SECURITIES GROUP, INC.
March 27, 2000 - July 25, 2000
FIRST WALL STREET CORP.
October 1, 1999 - April 5, 2000
UBS FINANCIAL SERVICES INC.
September 30, 1998 - August 13, 1999
SECURITIES RESOLUTION CORPORATION
June 30, 1994 - October 9, 1998
STONE & YOUNGBERG LLC
October 25, 1993 - February 3, 1994
WELLS FARGO SECURITIES INC.
April 30, 1993 - October 25, 1993
MARKETING ONE SECURITIES, INC.
September 16, 1992 - April 30, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
February 19, 1992 - July 13, 1992
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
