Matthew B. Tuttle

TUTTLE CAPITAL MANAGEMENT

riverside, CT

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CRD#: 2158477

Professional summary

Matthew Benjamin Tuttle, who also goes by Matt B Tuttle, is a registered financial advisor currently at TUTTLE CAPITAL MANAGEMENT, LLC located in Riverside, Connecticut.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Matthew has worked at 11 firms and has passed the Series 65, Series 63, Series 3, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt B Tuttle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Benjamin Tuttle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2012 - Present

TUTTLE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 164937

riverside, CT

Past

February 26, 2015 - March 31, 2018

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

GREENWICH, CT

Past

January 9, 2015 - November 2, 2015

S&G WEALTH MANAGEMENT, LLC

RIA

CRD#: 173343

RIVERSIDE, CT

Past

July 14, 2005 - March 31, 2018

TUTTLE WEALTH MANAGEMENT, LLC

RIA

CRD#: 123767

RIVERSIDE, CT

Past

December 13, 2001 - April 16, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

December 13, 2001 - April 16, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

May 18, 2000 - December 11, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 21, 1998 - April 26, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 10, 1998 - April 29, 1998

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

December 19, 1997 - February 3, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 22, 1997 - November 24, 1997

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 21, 1991 - December 5, 1991

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TUTTLE CAPITAL MANAGEMENT, LLC

TUTTLE CAPITAL MANAGEMENT, LLC | TUTTLE TACTICAL MANAGEMENT, LLC

CRD#: 164937 / SEC#: 801-76982

RIA

Registered Investment Advisory firm - (8/14/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/20/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/27/2024

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 7/30/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/21/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/12/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TUTTLE CAPITAL MANAGEMENT, LLC

TUTTLE CAPITAL MANAGEMENT, LLC | TUTTLE TACTICAL MANAGEMENT, LLC

CRD#: 164937 / SEC#: 801-76982

RIA

Registered Investment Advisory firm - (8/14/2012 Approved)

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Contact information

Main Address

Riverside, CT

Mailing Address

Phone number

(888) 723-2821

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

TUTTLE CAPITAL MANAGEMENT FORM ADV PART 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 3,111,976,323

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew B. Tuttle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Benjamin Tuttle's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELPOINTE ASSET MANAGEMENT LLC

S&G WEALTH MANAGEMENT, LLC

TUTTLE WEALTH MANAGEMENT, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

J.P. MORGAN SECURITIES LLC

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES LLC

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

TUTTLE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/1998

Series 63

Date: 6/5/1997

Series 3

Date: 2/27/2024

Series 31

Date: 7/30/1998

Series 7

Date: 5/21/1997

Series 6

Date: 8/12/1991

Current Firm

TUTTLE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TUTTLE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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