Barbara L. Geltmaker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Louise Geltmaker, who also goes by Barbara L Harper, Barbara Harper, Barbara Louise Mcclain, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1999. Barbara had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2003 - February 20, 2016
HORIZON WEALTH MANAGEMENT, LLC
November 21, 2002 - December 31, 2015
LPL FINANCIAL LLC
May 26, 2000 - December 31, 2015
LPL FINANCIAL LLC
February 28, 2000 - June 5, 2000
1ST GLOBAL CAPITAL CORP.
July 14, 1999 - March 7, 2000
J.J.B. HILLIARD, W.L. LYONS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HORIZON WEALTH MANAGEMENT, LLC
CRD#: 118731 / SEC#:
Contact information
Red Flags
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