David G. Funk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Gordon Funk was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1969. David had worked at 5 firms and has passed the Series 63, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 1988 - November 14, 1990
WINGATE CAPITAL CORPORATION
June 17, 1986 - July 7, 1988
ALTERNATIVE INVESTMENT CORPORATION
January 24, 1980 - July 7, 1982
SECURITY INVESTMENT SERVICES CORP.
June 30, 1975 - June 18, 1986
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
May 14, 1969 - November 29, 1976
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 00
Date: 4/15/1969
General Securities Principal ExaminationCurrent Firm
WINGATE CAPITAL CORPORATION
CRD#: 17820 / SEC#: , 8-35169
Contact information
Documents
Red Flags
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