Daniel W. Krause
Professional summary
Daniel Wendell Krause, who also goes by Daniel W Krause, Daniel Wendel Krause, is a registered financial advisor currently at COUNTERPOINT ASSET MANAGEMENT LLC located in Calabasa, California and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Daniel has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Wendell Krause's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2015 - Present
COUNTERPOINT ASSET MANAGEMENT LLC
Office #1: 832 Wonder View Dr., Calabasa, CA 91302August 2, 2011 - Present
NORTHERN LIGHTS DISTRIBUTORS, LLC
Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022September 6, 2011 - February 20, 2015
SIERRA INVESTMENT MANAGEMENT, LLC
June 7, 2010 - April 18, 2011
INVESCO ADVISERS, INC.
June 1, 2010 - April 18, 2011
INVESCO DISTRIBUTORS, INC.
May 21, 2004 - June 3, 2010
VAN KAMPEN ADVISORS INC
April 20, 2004 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
July 22, 1999 - April 20, 2004
ALLIANCEBERNSTEIN INVESTMENTS, INC.
September 8, 1997 - July 16, 1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
November 28, 1994 - August 20, 1996
NICHOLAS-APPLEGATE SECURITIES LLC
April 23, 1993 - November 28, 1994
STEPHENS
July 15, 1991 - April 5, 1993
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2011)
(2/17/2015)
(4/3/2024)
(8/2/2011)
(4/3/2024)
(8/2/2011)
(8/2/2011)
Exams
Series 2
Date: 4/24/1995
Non-Member General Securities ExaminationFINRA
Current Firm
COUNTERPOINT ASSET MANAGEMENT LLC
CRD#: 164291 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 268 |
| AUM (Assets Under Management) | $ 79,037,150 |
Red Flags
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