Robert M. Grinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Mark Grinberg, who also goes by Robert Mark Greenberg, Robert M Grinsery, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 1998 - September 12, 2003
PROGRAM TRADING CORP.
March 19, 1998 - May 18, 1998
REVERE SECURITIES LLC
May 12, 1997 - October 23, 1997
COMMONWEALTH ASSOCIATES
January 30, 1997 - May 9, 1997
ALDEN CAPITAL MARKETS, INC.
December 4, 1995 - December 5, 1996
FIRST METROPOLITAN SECURITIES, INC.
August 1, 1995 - November 27, 1995
AMERICORP SECURITIES, INC.
May 9, 1995 - August 15, 1995
MEYERS POLLOCK ROBBINS, INC.
July 20, 1994 - May 9, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
March 30, 1994 - August 8, 1994
TITAN/VALUE EQUITIES GROUP, INC.
January 25, 1994 - March 15, 1994
BURNETT, GREY & CO., INC.
January 11, 1993 - February 21, 1994
COMMONWEALTH ASSOCIATES
October 2, 1991 - January 19, 1993
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROGRAM TRADING CORP.
CRD#: 36740 / SEC#: , 8-47439
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AARON INVESTMENT GROUP, INC | SHAREHOLDER | |
| FOX, WILLIAM ARTHUR | FINOP | 1838232 |
| GRINBERG, ROBERT MARK | DIRECTOR & CEO | 2157971 |
| PARNAS, LEV | DIRECTOR & PRESIDENT | 2418073 |
| WELLS, DAVID FRANKLIN | SROP/CROP | 1879688 |
| WELLS, DAVID FRANKLIN | AML COMPLIANCE OFFICER | 1879688 |
| WELLS, DAVID FRANKLIN | CHIEF COMPLIANCE OFFICER | 1879688 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
