James M. Showers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Mccollister Showers, who also goes by James Mccollister Showers, James Showers, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1992. James had worked at 19 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2024 - April 27, 2026
DCMB SECURITIES LLC
December 5, 2022 - August 1, 2024
ODEON CAPITAL GROUP LLC
June 7, 2021 - October 6, 2022
COWEN AND COMPANY
January 20, 2021 - June 4, 2021
AEGIS CAPITAL CORP.
September 16, 2019 - January 26, 2021
R.W.PRESSPRICH & CO.
November 26, 2018 - March 20, 2019
BREAN CAPITAL, LLC
July 17, 2017 - November 30, 2018
HUNT FINANCIAL SECURITIES
July 18, 2016 - July 17, 2017
JANNEY MONTGOMERY SCOTT LLC
April 15, 2013 - August 3, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 2, 2012 - April 15, 2013
VIRTU AMERICAS LLC
September 6, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
January 26, 2011 - August 19, 2011
ALADDIN CAPITAL LLC
June 29, 2009 - February 9, 2011
MISSION CAPITAL LLC
February 6, 2008 - July 22, 2009
NS GLOBAL SECURITIES LLC
August 26, 2004 - September 27, 2007
HSBC SECURITIES (USA) INC.
March 29, 2000 - August 18, 2004
BNP PARIBAS SECURITIES CORP.
June 24, 1998 - October 21, 1999
DEUTSCHE BANK SECURITIES INC.
March 25, 1997 - July 2, 1998
J.P. MORGAN SECURITIES LLC
May 21, 1992 - March 25, 1997
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
DCMB SECURITIES LLC
CRD#: 146578 / SEC#: , 8-67831
Contact information
FINRA licenses (13 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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