James M. Showers
Professional summary
James Mccollister Showers, who also goes by James Mccollister Showers, James Showers, is a registered financial professional currently at DCMB SECURITIES LLC located in Houston, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 1992. James has worked at 19 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Mccollister Showers's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2024 - Present
DCMB SECURITIES LLC
Office #1: 1700 West Loop South, Suite 450, Houston, TX 77027December 5, 2022 - August 1, 2024
ODEON CAPITAL GROUP LLC
June 7, 2021 - October 6, 2022
COWEN AND COMPANY
January 20, 2021 - June 4, 2021
AEGIS CAPITAL CORP.
September 16, 2019 - January 26, 2021
R.W.PRESSPRICH & CO.
November 26, 2018 - March 20, 2019
BREAN CAPITAL, LLC
July 17, 2017 - November 30, 2018
HUNT FINANCIAL SECURITIES
July 18, 2016 - July 17, 2017
JANNEY MONTGOMERY SCOTT LLC
April 15, 2013 - August 3, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 2, 2012 - April 15, 2013
VIRTU AMERICAS LLC
September 6, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
January 26, 2011 - August 19, 2011
ALADDIN CAPITAL LLC
June 29, 2009 - February 9, 2011
MISSION CAPITAL LLC
February 6, 2008 - July 22, 2009
NS GLOBAL SECURITIES LLC
August 26, 2004 - September 27, 2007
HSBC SECURITIES (USA) INC.
March 29, 2000 - August 18, 2004
BNP PARIBAS SECURITIES CORP.
June 24, 1998 - October 21, 1999
DEUTSCHE BANK SECURITIES INC.
March 25, 1997 - July 2, 1998
J.P. MORGAN SECURITIES LLC
May 21, 1992 - March 25, 1997
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/2024)
(9/24/2024)
Exams
FINRA
Current Firm
DCMB SECURITIES LLC
CRD#: 146578 / SEC#: , 8-67831
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DONOVAN, JOHN WILLIAM JR. | MANAGING MEMBER/PRESIDENT/SECRETARY/DESIGNATED PRINCIPAL/CCO | |
| KATZ, MARIE | FINOP/CFO | 2457660 |
Red Flags
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