Kendal P. Shaw

RETIREMENT PLAN ADVISORS

WESLEY CHAPEL, FL

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CRD#: 2157760

Professional summary

Kendal Patrick Shaw is a registered financial advisor currently at RETIREMENT PLAN ADVISORS, LLC located in Wesley Chapel, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Wesley Chapel, Florida.

Kendal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Kendal has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 26 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KENDAL P. SHAW, 10512 Lucaya Drive, Tampa FL 33647, United States, 01/07/2025, Owner, NIR, 2HR/MO - 0 HR/MO TRADING 2. KENDAL P. SHAW, 3312 Evening Breeze Loop, Wesley Chapel FL 33544, United States, 01/07/2025, Agent, Insurance/Benefits/Human Resources, NIR, 50 HR/MO - 50 HR/MO TRADING 3. RETIREMENT PLAN ADVISORS, LLC, 3312 Evening Breeze Loop, Wesley Chapel FL 33544, United States, 01/07/2025, IAR, RIA Affiliation - other than CIRA, INV REL, 25 HR/MO - 25 HR/MO TRADING 4. RETIREMENT PLAN ADVISORS HOLDINGS, INC., 29 E. Madison St., Suite 500, Chicago IL 60602, United States, 09/30/2025, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kendal Patrick Shaw's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2025 - Present

RETIREMENT PLAN ADVISORS, LLC

RIA

CRD#: 122758

WESLEY CHAPEL, FL

Current

January 10, 2025 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Wesley Chapel, FL

Past

August 15, 2022 - December 31, 2024

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

Naples, FL

Past

June 22, 2022 - December 31, 2024

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Naples, FL

Past

March 12, 2020 - January 10, 2022

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

BONITA SPRINGS, FL

Past

February 21, 2020 - January 10, 2022

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

BONITA SPRINGS, FL

Past

February 22, 2017 - March 7, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

Tampa, FL

Past

November 11, 1993 - March 7, 2018

SCOTTRADE, INC.

CRD#: 8206

TAMPA, FL

Past

November 11, 1992 - January 25, 1994

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

April 21, 1992 - September 29, 1992

J. GREGORY & COMPANY, INC.

CRD#: 14892

Past

July 5, 1991 - May 1, 1992

F.N. WOLF & CO., INC.

CRD#: 13051

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT PLAN ADVISORS, LLC

CRD#: 122758 / SEC#: 801-63261

RIA

Registered Investment Advisory firm - (7/14/2004 Approved)

Arizona

Registered Investment Advisory firm - (8/2/2004 Terminated)

Colorado

Registered Investment Advisory firm - (10/13/2006 Terminated)

Iowa

Registered Investment Advisory firm - (8/2/2004 Terminated)

Louisiana

Registered Investment Advisory firm - (2/11/2005 Terminated)

Missouri

Registered Investment Advisory firm - (8/2/2004 Terminated)

Nevada

Registered Investment Advisory firm - (8/2/2004 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2004 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/11/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/10/2025)

IAR

Florida
(2/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/15/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/3/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/25/2024

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 1/2/2023

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/29/1999

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

RETIREMENT PLAN ADVISORS, LLC

CRD#: 122758 / SEC#: 801-63261

RIA

Registered Investment Advisory firm - (7/14/2004 Approved)

Arizona

Registered Investment Advisory firm - (8/2/2004 Terminated)

Colorado

Registered Investment Advisory firm - (10/13/2006 Terminated)

Iowa

Registered Investment Advisory firm - (8/2/2004 Terminated)

Louisiana

Registered Investment Advisory firm - (2/11/2005 Terminated)

Missouri

Registered Investment Advisory firm - (8/2/2004 Terminated)

Nevada

Registered Investment Advisory firm - (8/2/2004 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2004 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/11/2003 Terminated)

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Contact information

Main Address

29 E. Madison St. Suite 500, Chicago, IL 60602-3205

Mailing Address

Phone number

(312) 701-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RETIREMENT PLAN ADVISORS, LLC CLIENT BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8,148
AUM (Assets Under Management)	$ 1,882,191,054

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kendal P. Shaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kendal Patrick Shaw's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

AMERITAS ADVISORY SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

AMERIPRISE ADVISOR SERVICES, INC.

J. GREGORY & COMPANY, INC.

F.N. WOLF & CO., INC.

Primary Firm SEC Registration

RETIREMENT PLAN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/15/2017

Series 63

Date: 7/3/1991

SIE

Date: 3/7/2018

Series 7

Date: 7/2/1991

Series 24

Date: 3/25/2024

Series 26

Date: 1/2/2023

Series 4

Date: 7/29/1999

FINRA

Current Firm

RETIREMENT PLAN ADVISORS, LLC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT PLAN ADVISORS, LLC

TRUST BUT VERIFY

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