Melinda K. Ray
Professional summary
Melinda Kay Ray, who also goes by Melinda Kay Whittington, is a registered financial professional currently at CARTY, HARDING & HEARN, INC. located in Memphis, Tennessee.
Melinda is registered as a RR (Registered Representative) and started their career in finance in 2002. Melinda has worked at 3 firms and has passed the Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Melinda Kay Ray's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2013 - Present
CARTY, HARDING & HEARN, INC.
Office #1: 6263 Poplar Avenue Suite 800, Memphis, TN 38119February 13, 2013 - May 13, 2013
RAYMOND JAMES & ASSOCIATES, INC.
November 12, 2002 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/29/2025
Operations Professional ExaminationFINRA
Current Firm
CARTY, HARDING & HEARN, INC.
CRD#: 7001 / SEC#: , 8-19082
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 19 |
Red Flags
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Company Information
CARTY, HARDING & HEARN, INC.
CRD#: 7001Memphis, TN 38119TRUST BUT VERIFY
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