Grant C. Wu
Professional summary
Grant Chunghung Wu, who also goes by Grant Chung Hung Wu, Grant C. Wu, is a registered financial professional currently at GREAT PACIFIC SECURITIES located in Roslyn Heights, New York.
Grant is registered as a RR (Registered Representative) and started their career in finance in 1991. Grant has worked at 6 firms and has passed the Series 63, Series 65, Series 57TO, Series 99TO, Series 79TO, SIE, Series 86, Series 87, Series 55, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Grant Chunghung Wu's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2020 - Present
GREAT PACIFIC SECURITIES
April 20, 2001 - June 1, 2020
IVY SECURITIES, INC.
June 26, 1997 - April 19, 2001
THE WILLIAMS CAPITAL GROUP, L.P.
November 11, 1996 - February 4, 1997
PRUDENTIAL EQUITY GROUP, LLC
October 23, 1991 - August 11, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 1991 - August 12, 1991
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/7/2020)
(3/30/2020)
(4/13/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 10/26/1998
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Current Firm
GREAT PACIFIC SECURITIES
CRD#: 29251 / SEC#: , 8-44398
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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