Grant Chunghung Wu
Professional Summary
Grant Chunghung Wu, who also goes by Grant Chung Hung Wu, Grant C. Wu, is a registered financial advisor currently at GREAT PACIFIC SECURITIES located in Roslyn Heights, New York. Grant is registered as a RR (Registered Representative) and started their career in finance in 1991. Grant has worked at 6 firms and has passed the Series 63, Series 65, Series 57TO, Series 99TO, Series 79TO, SIE, Series 86, Series 87, Series 55, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Grant Chung Hung Wu, Grant C. Wu
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
GREAT PACIFIC FIXED INCOME SECURITIES, INC. | GREAT PACIFIC SECURITIES
Contact Information
Main Address
151 Kalmus Drive, Building H8, Costa Mesa, CA 92626Mailing Address
151 Kalmus Drive, Building H8, Costa Mesa, CA 92626Phone Number
(714) 619-3000Established
California since 09/01/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (28 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/30/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2015About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Oct 1998SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Grant Chunghung Wu's CRS (Customer Relationship Summary).
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