Mark E Brady
Professional Summary
Mark E Brady, who also goes by Mark Brady, is a registered financial advisor currently at EUBEL BRADY & SUTTMAN located in Dayton, Ohio. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Mark has worked at 1 firm and has passed the Series 63, Series 65, Series 2 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Brady
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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SOLTIS INVESTMENT ADVISORS, LLC
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
EBS ASSET MANAGEMENT | EUBEL BRADY & SUTTMAN INVESTMENT + WEALTH MANAGEMENT | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | EUBEL BRADY & SUTTMAN
Contact Information
Main Address
10100 Innovation Drive Suite 410, Miamisburg, OH 45342Phone Number
(937) 291-1223# of Employees
34SEC notice filing (22 States and Territories)
Registered to provide investment advisory services in 22 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,885AUM (Assets Under Management)
$2,071,297,994Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | Cover Page | Report |
| 03/13/2025 | Cover Page | Report |
| 01/25/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
EBS ASSET MANAGEMENT | EUBEL BRADY & SUTTMAN INVESTMENT + WEALTH MANAGEMENT | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | EUBEL BRADY & SUTTMAN
State Registrations and Notice Filings
(4/6/2004)
(10/8/1993)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Oct 1992Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Mark E Brady's CRS (Customer Relationship Summary).
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