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GF

Gregory G. Fulton

GVC CAPITAL LLC
GREENWOOD VILLAGE, CO 80111
Some features on this profile are disabled
CRD#: 215757
GF

Professional summary

Gregory Gale Fulton, who also goes by Greg Gale Fulton, is a registered financial professional currently at GVC CAPITAL LLC located in Greenwood Village, Colorado.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1970. Gregory has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 7TO, SIE, PC, Series 1, Series 24 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Greg Gale Fulton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Gale Fulton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2002 - Present

GVC CAPITAL LLC

Office #1: 5350 S. Roslyn St. Suite 300, Greenwood Village, CO 80111
BD
CRD#: 38923
GREENWOOD VILLAGE, CO
Past

October 6, 2000 - February 27, 2002

STANFORD GROUP COMPANY

BD
CRD#: 39285
HOUSTON, TX
Past

June 23, 1993 - October 10, 2000

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
ENGLEWOOD, CO
Past

February 15, 1988 - March 19, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

January 26, 1988 - May 21, 1993

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

April 28, 1970 - February 15, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/28/2002)
RR
Colorado
(2/28/2002)
RR
Florida
(2/28/2002)
RR
Kansas
(12/5/2022)
RR
Oklahoma
(2/24/2020)
RR
South Dakota
(3/14/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/2/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/16/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
PC
Date: 8/31/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 4/22/1970
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/4/1999
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/29/1995
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GVC CAPITAL LLC
BATHGATE CAPITAL PARTNERS LLC | GVC CAPITAL LLC | BATHGATE MCCOLLEY CAPITAL GROUP LLC

CRD#: 38923 / SEC#: , 8-48465

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
5350 So. Roslyn St. Suite 300, Greenwood Village, CO 80111
Mailing Address
5350 So. Roslyn St. Suite 300, Greenwood Village, CO 80111-2124
Phone number
(303) 694-0862
Established
Colorado since 06/09/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GVC PARTNERS LLCMEMBER
FULTON, GREGORY GALESENIOR MANAGING PARTNER215757
HUEBNER, RICHARD TYSONSENIOR MANAGING PARTNER1080361
LUND, KENT JEFFREYINTERIM CEO, CCO3191357

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GVC CAPITAL LLC

CRD#: 38923Greenwood Village, CO 80111

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