James A. Jacoby
Professional summary
James Allen Jacoby, who also goes by James Jacoby, is a registered financial professional currently at CROSSMARK DISTRIBUTORS, INC. located in Houston, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 1991. James has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Allen Jacoby's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2022 - Present
CROSSMARK DISTRIBUTORS, INC.
Office #1: 15375 Memorial Drive Suite 200, Houston, TX 77079January 1, 1993 - March 10, 2021
INVESCO DISTRIBUTORS, INC.
August 9, 1991 - October 20, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2022)
Exams
FINRA
Current Firm
CROSSMARK DISTRIBUTORS, INC.
CRD#: 14970 / SEC#: , 8-30994
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROSSMARK GLOBAL HOLDINGS, INC. | PARENT COMPANY | |
| COPPEDGE, JIM ANTHONY | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER / PRINCIPAL | 3275004 |
| LINDSEY, HEATHER TREIGLE | PRESIDENT / CHIEF EXECUTIVE OFFICER / DIRECTOR | 2646043 |
| MIMS, PATRICIA | FINOP | 6954516 |
| WYNANT, SCOTT HOWARD | EXECUTIVE VICE PRESIDENT / PRINCIPAL | 1037373 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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