Brett A. Demarco

T3 TRADING GROUP

New York, NY 10005

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CRD#: 2157497

Professional summary

Brett Anthony Demarco is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.

Brett is registered as a RR (Registered Representative) and started their career in finance in 1997. Brett has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brett Anthony Demarco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2019 - Present

T3 TRADING GROUP, LLC

Office #1: 88 Pine Street 23rd Floor, New York, NY 10005

CRD#: 154431

New York, NY

Past

June 25, 2015 - October 18, 2019

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

February 25, 2009 - April 16, 2015

NOBLE CAPITAL MARKETS, INC.

CRD#: 15768

NEW YORK, NY

Past

January 30, 2006 - November 3, 2008

W.R. HAMBRECHT + CO., LLC

CRD#: 45040

NEW YORK, NY

Past

November 13, 2001 - September 1, 2005

FULCRUM GLOBAL PARTNERS LLC

CRD#: 104455

NEW YORK, NY

Past

July 9, 1999 - November 8, 2001

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

October 10, 1997 - July 26, 1999

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 2/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 11/9/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/17/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC

CRD#: 154431 / SEC#: , 8-68639

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

88 Pine Street 23rd Floor, New York, NY 10005

Mailing Address

88 Pine Street 23rd Floor, New York, NY 10005

Phone number

(646) 346-1700

Established

Delaware since 06/08/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
T3 COMPANIES, LLC	MEMBER/OWNER
LI, XIAOYAN	PRINCIPAL FINANCIAL OFFICER	4465893
LI, XIAOYAN	PRINCIPAL OPERATIONS OFFICER	4465893
LI, XIAOYAN	FINOP	4465893
MARQUIS, GARRET CHRISTIAN	CHEIF EXECUTIVE OFFICER	3198686
PIKOWSKI, STEVEN	CHIEF COMPLIANCE OFFICER	1562340
REDLER, SCOTT JASON JR	CHIEF STRATEGIC OFFICER	2680492

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Brett A. Demarco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brett Anthony Demarco's CRS (Customer Relationship Summary).

Certified licenses

Experience

T3 TRADING GROUP, LLC

NOBLE CAPITAL MARKETS, INC.

W.R. HAMBRECHT + CO., LLC

FULCRUM GLOBAL PARTNERS LLC

GLEACHER & COMPANY SECURITIES, INC.

SCHRODER & CO. INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/9/1998

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 11/9/1999

Series 7

Date: 6/17/1997

FINRA

Current Firm

T3 TRADING GROUP, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

T3 TRADING GROUP, LLC

TRUST BUT VERIFY

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