Jonathan H. Carr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Holmes Carr, who also goes by Jonatnan Holmes Carr, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1991. Jonathan had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 3, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2010 - August 7, 2018
MKM PARTNERS LLC
February 3, 2004 - June 16, 2010
JONESTRADING
January 7, 1998 - January 22, 2004
MORGAN STANLEY & CO. LLC
September 3, 1996 - January 7, 1998
NATWEST SECURITIES CORPORATION
July 27, 1992 - June 24, 1996
CIBC WORLD MARKETS CORP.
February 3, 1992 - August 14, 1992
RINFRET SECURITIES, INC.
July 8, 1991 - October 23, 1991
RINFRET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/4/2005
Limited Representative-Equity Trader ExamCurrent Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
