Justin J. Sallows
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin James Sallows was a registered financial advisor .
Justin is a previously registered financial advisor and started their career in finance in 1993. Justin had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2003 - June 9, 2004
FISHER INVESTMENTS
July 13, 2001 - October 8, 2003
INVEST FINANCIAL CORPORATION
May 9, 2001 - October 8, 2003
INVEST FINANCIAL CORPORATION
April 5, 2000 - April 16, 2001
UBS FINANCIAL SERVICES INC.
September 24, 1997 - April 10, 2000
WELLS FARGO SECURITIES INC.
June 29, 1995 - September 15, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 25, 1993 - January 11, 1995
MEYERS SECURITIES CORPORATION
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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