Todd A. Tindall

GUARDIAN ADVISORS

TAMPA, FL

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CRD#: 2157162

Professional summary

Todd Andrew Tindall, who also goes by Todd A Tindall, is a registered financial advisor currently at GUARDIAN ADVISORS, LLC located in Tampa, Florida and CEA ATLANTIC ADVISORS, LLC located in Tampa, Florida.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Todd has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 79TO, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd A Tindall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Guardian Advisors, LLC; Sole Shareholder & Managing Partner, June 2003, a few hours per month, investment related, portfolio management for one client. Frontier Gateway Partners: 401 E. Jackson Street, Suite 2340 Tampa, FL 33602; Investment Related; Nature=Venture capital co-investment fund investing alongside venture capital firms in early-stage and later-stage private companies; Position: Partner; Start: 05/16/22 (approx. 20 hours per month); Duties: Deal evaluation, due diligence, venture firm network management, general administrative. CEA Space Partners I, LLC - Director, 2021, less then 1 hour per month Space Cowboy I, LLC - Manager, 2021, less then 1 hour per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Andrew Tindall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2003 - Present

GUARDIAN ADVISORS, LLC

RIA

CRD#: 127459

TAMPA, FL

Current

October 29, 2019 - Present

CEA ATLANTIC ADVISORS, LLC

Office #1: 101 East Kennedy Boulevard; Suite 3300, Tampa, FL 33602

CRD#: 127146

Tampa, FL

Past

July 17, 2003 - April 15, 2009

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

TAMPA, FL

Past

July 19, 2002 - February 3, 2003

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

May 15, 2002 - July 23, 2002

STONEX SECURITIES INC.

CRD#: 18456

BIRMINGHAM, AL

Past

June 26, 1995 - May 15, 2002

AMERICAN INVESTMENT SERVICES, INC.

CRD#: 21111

OKLAHOMA CITY, OK

Past

September 8, 1994 - May 15, 1995

ROTHSCHILD GLOBAL INVESTMENTS, INC.

CRD#: 16700

Past

July 12, 1994 - August 6, 1994

DMG SECURITIES, INC.

CRD#: 15480

GREAT FALLS, VA

Past

July 31, 1991 - July 19, 1994

F.N. WOLF & CO., INC.

CRD#: 13051

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(7/24/2003)

Florida
(10/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/29/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79TO

Date: 8/20/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 7/29/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GUARDIAN ADVISORS, LLC

GUARDIAN ADVISORS, LLC | KANTER WEALTH MANAGMENT, LLC

CRD#: 127459 / SEC#:

Florida

Registered Investment Advisory firm - (7/24/2003 Approved)

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Contact information

Main Address

Tampa, FL

Mailing Address

Phone number

(813) 786-7647

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 2,675,760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd A. Tindall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Andrew Tindall's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEA ATLANTIC ADVISORS, LLC

FIRST MIDWEST SECURITIES, INC.

E*TRADE SECURITIES LLC

STONEX SECURITIES INC.

AMERICAN INVESTMENT SERVICES, INC.

ROTHSCHILD GLOBAL INVESTMENTS, INC.

DMG SECURITIES, INC.

F.N. WOLF & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/1998

Series 63

Date: 7/31/1991

SIE

Date: 10/29/2019

Series 79TO

Date: 8/20/2019

Series 7

Date: 7/29/1991

Series 24

Date: 3/29/1996

FINRA

Current Firm

GUARDIAN ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUARDIAN ADVISORS, LLC

TRUST BUT VERIFY

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