MC
Michael J. Craig
EVERCORE GROUP L.L.C.
New York, NY 10055
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CRD#: 2156926
MC
Professional summary
Michael James Craig, who also goes by Michael J Craig, is a registered financial professional currently at EVERCORE GROUP L.L.C. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael J Craig
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael James Craig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2015 - Present
EVERCORE GROUP L.L.C.
Office #1: 55 East 52nd Street, New York, NY 10055BD
CRD#: 42405
New York, NY
Past
April 9, 2013 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
BD
CRD#: 28195
NEW YORK, NY
Past
June 23, 2010 - October 19, 2012
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
December 4, 2000 - April 15, 2010
UBS SECURITIES LLC
BD
CRD#: 7654
STAMFORD, CT
Past
March 27, 2000 - December 4, 2000
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
May 11, 1999 - March 29, 2000
ABN AMRO SECURITIES LLC
BD
CRD#: 6540
NEW YORK, NY
Past
December 19, 1995 - April 30, 1999
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
BD
CRD#: 13233
NEW YORK, NY
Past
August 14, 1992 - September 12, 1995
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
February 10, 1992 - April 10, 1992
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
BD
CRD#: 7404
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/10/2018)
RR
Alaska(10/10/2018)
RR
Arizona(10/12/2018)
RR
Arkansas(3/14/2022)
RR
California(12/23/2015)
RR
Colorado(1/6/2016)
RR
Connecticut(9/28/2016)
RR
District of Columbia(1/5/2016)
RR
Florida(1/11/2016)
RR
Georgia(2/6/2017)
RR
Illinois(12/23/2015)
RR
Indiana(2/1/2022)
RR
Kansas(1/27/2022)
RR
Kentucky(1/28/2022)
RR
Louisiana(10/11/2018)
RR
Maryland(1/27/2022)
RR
Massachusetts(1/4/2016)
RR
Michigan(1/28/2022)
RR
Missouri(1/27/2022)
RR
Montana(10/10/2018)
RR
New Hampshire(1/28/2022)
RR
New Jersey(7/14/2016)
RR
New York(1/5/2016)
RR
North Carolina(1/5/2016)
RR
Ohio(9/28/2016)
RR
Oklahoma(1/27/2022)
RR
Oregon(10/10/2018)
RR
Pennsylvania(10/15/2018)
RR
Puerto Rico(2/4/2022)
RR
Rhode Island(10/25/2018)
RR
South Carolina(1/25/2024)
RR
Texas(1/13/2016)
RR
Utah(2/22/2022)
RR
Virginia(1/5/2016)
RR
Washington(10/11/2018)
RR
West Virginia(1/31/2022)
RR
Wisconsin(1/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/8/2005
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
EG
EVERCORE GROUP L.L.C.
EVERCORE GROUP INC. | EVERCORE PARTNERS INC. | EVERCORE ISI | EVERCORE INC. | EVERCORE GROUP L.L.C.
CRD#: 42405 / SEC#: , 8-49830
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
55 East 52nd Street, New York, NY 10055
Mailing Address
55 East 52nd Street, New York, NY 10055
Phone number
(212) 857-3100
Established
Delaware since 04/19/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (37 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERCORE BD INVESTCO L.L.C. | MANAGING MEMBER | |
| BRYSON, NANCY CLAIRE | CHIEF OPERATING OFFICER | 1978165 |
| CROWE, JOHN CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2494752 |
| FUND, LISA K | PRINCIPAL OPERATIONS OFFICER | 5008055 |
| LALONDE, TIMOTHY GILBERT | CHIEF FINANCIAL OFFICER | 2270483 |
| MARTINEZ, MICHAEL | CHIEF OPERATING OFFICER - EVERCORE ISI | 5100611 |
| MASOTTI, KENNETH ALFRED | CHIEF LEGAL OFFICER | 4436810 |
| MYERS, JENNA | PRINCIPAL OPERATIONS OFFICER | 4582020 |
| PALIOTTA, MICHAEL JOSEPH | CHIEF EXECUTIVE OFFICER OF EVERCORE ISI | 2079036 |
| PENSA, PAUL | CHIEF FINANCIAL OFFICER/FINOP | 2119683 |
| WEINBERG, JOHN | CHIEF EXECUTIVE OFFICER | 2061177 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
