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KJ

Kenneth N. Johnson

ORCHARD SECURITIES
Pleasant Grove, UT 84062
Some features on this profile are disabled
CRD#: 2156818
KJ

Professional summary


Kenneth Norman Johnson, who also goes by Ken Johnson, Kenneth Norman Johnson, Kenneth Johnson, is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1991. Kenneth has worked at 11 firms and has passed the Series 66, Series 63, Series 99TO, Series 6TO, SIE, Series 87, Series 86, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ken Johnson | Kenneth Norman Johnson | Kenneth Johnson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kenneth Norman Johnson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 1, 2025 - Present

ORCHARD SECURITIES, LLC

Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
BD
CRD#: 133378
Pleasant Grove, UT
Past

February 27, 2023 - May 9, 2025

CRESCENT SECURITIES GROUP, INC.

BD
CRD#: 114993
PLANO, TX
Past

December 4, 2019 - January 31, 2023

TRITON PACIFIC SECURITIES, LLC

BD
CRD#: 139919
EL SEGUNDO, CA
Past

November 19, 2015 - December 5, 2019

EMERSON EQUITY LLC

BD
CRD#: 130032
ALISO VIEJO, CA
Past

January 28, 2015 - October 9, 2015

MVP AMERICAN SECURITIES

BD
CRD#: 118286
LAS VEGAS, NV
Past

November 23, 2011 - January 13, 2015

WESTPARK WEALTH ADVISORS, INC.

RIA
CRD#: 130914
HOUSTON, TX
Past

August 10, 2011 - January 13, 2015

IMS SECURITIES, INC.

BD
CRD#: 35567
HOUSTON, TX
Past

July 27, 2009 - December 31, 2009

ECKARD INVESTMENT SERVICES, INC.

BD
CRD#: 2711
HOUSTON, TX
Past

March 17, 2009 - April 2, 2009

WESTPARK WEALTH ADVISORS, INC.

RIA
CRD#: 130914
HOUSTON, TX
Past

March 11, 2009 - April 2, 2009

IMS SECURITIES, INC.

BD
CRD#: 35567
HOUSTON, TX
Past

April 30, 2008 - March 20, 2009

STANFORD CAPITAL MANAGEMENT, LLC

RIA
CRD#: 141553
HOUSTON, TX
Past

May 25, 2006 - April 30, 2008

STANFORD GROUP COMPANY

RIA
CRD#: 39285
HOUSTON, TX
Past

March 29, 2006 - March 12, 2009

STANFORD GROUP COMPANY

BD
CRD#: 39285
HOUSTON, TX
Past

August 5, 1991 - March 4, 1998

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(5/2/2025)
RR
Utah
(5/1/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/22/2011
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


OS
ORCHARD SECURITIES, LLC
JOSEPH CAMERON | ORCHARD SECURITIES, LLC | JOSEPH CAMERON, LLC | JOSEPH CAMERON LLC

CRD#: 133378 / SEC#: , 8-66719

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
Mailing Address
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
Phone number
(801) 316-4301
Established
Utah since 09/27/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CREEKSIDE LAND DEVELOPMENT, LLCMEMBER
FAR VISIONS, LLCMEMBER
NORTH CANYON ENTERPRISES, LLCMEMBER
TOTTENHAM INVESTMENTS, LLCMEMBER
TRIPLE CROWN SECURITES, LLCMEMBER
BADALAMENTI, CHARLES RICHARDFINOP2065038
BRADBURN, KEVIN CHRISTOPHERMANAGER, CHIEF EXECUTIVE OFFICER2718206
GARRETT, TAYLOR WESTONPRESIDENT4829547
HART, ADRIENNE YOSTCHIEF COMPLIANCE OFFICER1510179

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ORCHARD SECURITIES, LLC

CRD#: 133378Pleasant Grove, UT 84062

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