Christopher P. Fleischmann

FOUNDATION RESOURCE MANAGEMENT

Little Rock, AR 72201

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CRD#: 2156813

Professional summary

Christopher Patrick Fleischmann, who also goes by Chris Fleischmann, is a registered financial advisor currently at FOUNDATION RESOURCE MANAGEMENT, INC. located in Little Rock, Arkansas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Christopher has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Fleischmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Patrick Fleischmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2008 - Present

FOUNDATION RESOURCE MANAGEMENT, INC.

Office #1: 401 W. Capitol, Suite 503, Little Rock, AR 72201

RIA

CRD#: 116359

Little Rock, AR

Past

March 15, 2004 - May 19, 2008

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MEMPHIS, TN

Past

October 24, 2000 - May 19, 2008

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

October 11, 1999 - October 25, 2000

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUNDATION RESOURCE MANAGEMENT, INC.

CRD#: 116359 / SEC#: 801-60714

RIA

Registered Investment Advisory firm - (11/21/2001 Approved)

Alabama

Registered Investment Advisory firm - (11/30/2001 Terminated)

Arkansas

Registered Investment Advisory firm - (12/3/2001 Terminated)

Louisiana

Registered Investment Advisory firm - (12/13/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(9/18/2008)

IAR

Arkansas
(9/18/2008)

IAR

Louisiana
(9/18/2008)

IAR

Texas
(9/18/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/8/1999

General Securities Representative Examination

Current Firm

FOUNDATION RESOURCE MANAGEMENT, INC.

CRD#: 116359 / SEC#: 801-60714

RIA

Registered Investment Advisory firm - (11/21/2001 Approved)

Alabama

Registered Investment Advisory firm - (11/30/2001 Terminated)

Arkansas

Registered Investment Advisory firm - (12/3/2001 Terminated)

Louisiana

Registered Investment Advisory firm - (12/13/2001 Terminated)

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Contact information

Main Address

401 W. Capitol, Suite 503, Little Rock, AR 72201

Mailing Address

Phone number

(501) 534-2675

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (3/3/2025)

Regulatory assets under management

Total Number of Accounts	609
AUM (Assets Under Management)	$ 918,374,450

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2024	Cover Page	Report
12/06/2023	Cover Page	Report
11/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher P. Fleischmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Patrick Fleischmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATION RESOURCE MANAGEMENT, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

EDWARD JONES

Primary Firm SEC Registration

FOUNDATION RESOURCE MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/29/1999

Series 7

Date: 10/8/1999

Current Firm

FOUNDATION RESOURCE MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FOUNDATION RESOURCE MANAGEMENT, INC.

TRUST BUT VERIFY

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