Thomas P. Kalili
Professional summary
Thomas Patrick Kalili is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Hilo, Hawaii and EMPOWER FINANCIAL SERVICES, INC. located in Honolulu, Hawaii.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Thomas has worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Patrick Kalili's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
April 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 1100 Alakea Street Suite 1550, Honolulu, HI 96813August 5, 2013 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 18, 2012 - July 15, 2013
VOYA FINANCIAL ADVISORS, INC.
January 4, 2012 - July 15, 2013
VOYA FINANCIAL ADVISORS, INC.
April 4, 2005 - October 7, 2010
BANKOH INVESTMENT SERVICES, INC.
January 7, 2004 - May 3, 2004
BANKOH INVESTMENT SERVICES, INC.
October 3, 1994 - October 7, 2010
BANKOH INVESTMENT SERVICES, INC.
July 20, 1994 - September 30, 1994
SIGNATOR FINANCIAL SERVICES, INC.
November 23, 1993 - October 14, 1994
PAC EQUITY SECURITIES, INC.
July 12, 1991 - October 28, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 12, 1991 - October 28, 1991
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2022)
(1/23/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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