Sandra Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Harris, who also goes by Sandra Denise Harris, Harris, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2009. Sandra had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2015 - August 1, 2016
SHARENETT SECURITIES LLC
April 23, 2010 - September 7, 2010
ELEVATION, LLC
November 20, 2009 - April 23, 2010
LEDGEMONT CAPITAL MARKETS LLC
October 7, 2009 - November 19, 2009
MURIEL SIEBERT & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHARENETT SECURITIES LLC
CRD#: 151011 / SEC#: , 8-68326
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
