Anthony L. Alfonso
Professional summary
Anthony Limjuco Alfonso, who also goes by Anthony L Alfonso, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1991. Anthony has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Limjuco Alfonso's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003May 25, 2011 - November 29, 2022
BDO CAPITAL ADVISORS, LLC
July 14, 2008 - October 1, 2009
BDO CAPITAL ADVISORS, LLC
December 20, 2007 - July 11, 2008
HOULIHAN LOKEY CAPITAL, INC.
July 25, 1996 - July 18, 1997
PARKER/HUNTER INCORPORATED
March 25, 1993 - August 13, 1994
DREYFUS INVESTMENT SERVICES COMPANY, LLC
July 8, 1991 - November 3, 1992
RAFFENSPERGER, HUGHES & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2025)
(10/7/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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