Robert M. Fronjian
Professional summary
Robert Mark Fronjian was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Robert had worked at 8 firms, which includes RUMSON CAPITAL LLC, WORLDCO L.L.C., ELECTRONIC TRADING GROUP LLC, AIBC INVESTMENT SERVICES CORPORATION, JOSEPHTHAL & CO. INC., UBS FINANCIAL SERVICES INC., PRUDENTIAL EQUITY GROUP LLC, H.J. MEYERS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2001 - January 23, 2002
RUMSON CAPITAL, LLC
July 29, 1999 - October 6, 1999
WORLDCO, L.L.C.
October 5, 1998 - February 16, 1999
ELECTRONIC TRADING GROUP, LLC
March 7, 1998 - August 10, 1998
AIBC INVESTMENT SERVICES CORPORATION
December 18, 1995 - February 17, 1998
JOSEPHTHAL & CO., INC.
February 3, 1994 - February 28, 1995
UBS FINANCIAL SERVICES INC.
September 25, 1992 - February 17, 1994
PRUDENTIAL EQUITY GROUP, LLC
March 23, 1992 - September 2, 1992
H.J. MEYERS & CO., INC.
December 9, 1991 - March 23, 1992
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RUMSON CAPITAL, LLC
CRD#: 33848 / SEC#: , 8-46133
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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