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Timothy C. Burke

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CRD#: 2156205
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Charles Burke was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1991. Timothy had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 18, 2016 - June 1, 2020

FINANCIAL SOLUTIONS, LLC

RIA
CRD#: 110149
CHICAGO, IL
Past

February 11, 2014 - March 2, 2016

JLTD ADVISORS, LLC

RIA
CRD#: 153690
CHICAGO, IL
Past

May 29, 2008 - December 31, 2010

B. RILEY WEALTH MANAGEMENT

RIA
CRD#: 2543
CHICAGO, IL
Past

September 12, 2005 - December 6, 2011

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
CHICAGO, IL
Past

January 23, 2004 - June 27, 2005

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
MEMPHIS, TN
Past

December 1, 2000 - February 10, 2004

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
CHICAGO, IL
Past

November 29, 1995 - February 10, 2004

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

February 16, 1993 - November 20, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

July 15, 1991 - June 23, 1992

INDEX SECURITIES, INC.

BD
CRD#: 19540
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 5/22/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


FS
FINANCIAL SOLUTIONS, LLC
FINANCIAL SOLUTIONS, LLC | HNI FINANCIAL, LLC | HNI FINANCIAL, INC

CRD#: 110149 / SEC#: 801-107129

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Contact information


Main Address
1900 Airport Road Suite A, Waukesha, WI 53188
Mailing Address
Phone number
(262) 542-5200
Established
Firm type
Fiscal year end
# of Employees
12

Documents


Latest Form ADV

Part 2 Brochures

Regulatory assets under management


Total Number of Accounts2,166
AUM (Assets Under Management)$ 852,405,928

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FINANCIAL SOLUTIONS, LLC

CRD#: 110149

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